Notices
- Regulatory Notice 24-02
- Notice To Members 89-34
- Notice To Members 88-84
- Regulatory Notice 14-10
- Regulatory Notice 11-54
- Regulatory Notice 07-64
- Notice to Members 06-12
- Notice to Members 05-67
- Notice to Members 99-45
- Notice to Members 98-38
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.